Filing Details
- Accession Number:
- 0001209191-19-016013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-04 19:24:54
- Reporting Period:
- 2019-03-01
- Accepted Time:
- 2019-03-04 19:24:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1438133 | Tandem Diabetes Care Inc | TNDM | Surgical & Medical Instruments & Apparatus (3841) | 204327508 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1582970 | Susan Morrison | C/O Tandem Diabetes Care, Inc., 11075 Roselle Street San Diego CA 92121 | Evp & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-03-01 | 50,000 | $2.59 | 53,745 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-03-01 | 4,597 | $9.00 | 58,342 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-03-01 | 4,121 | $11.06 | 62,463 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-03-01 | 1,282 | $11.06 | 63,745 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-01 | 34,646 | $67.35 | 29,099 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-01 | 25,354 | $68.39 | 3,745 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2019-03-01 | 50,000 | $0.00 | 50,000 | $2.59 |
| Common Stock | Stock Option | Disposition | 2019-03-01 | 4,597 | $0.00 | 4,597 | $9.00 |
| Common Stock | Stock Option | Disposition | 2019-03-01 | 4,121 | $0.00 | 4,121 | $11.06 |
| Common Stock | Stock Option | Disposition | 2019-03-01 | 1,282 | $0.00 | 1,282 | $11.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 30,000 | 2027-12-01 | No | 4 | M | Direct | |
| 5,903 | 2027-05-17 | No | 4 | M | Direct | |
| 0 | 2023-04-23 | No | 4 | M | Direct | |
| 4,145 | 2023-04-23 | No | 4 | M | Direct |
Footnotes
- The price reported reflects the weighted average price. The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2018, in multiple transactions at prices ranging from $67.00 to $67.99.
- The price reported reflects the weighted average price. The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2018, in multiple transactions at prices ranging from $68.00 to $68.89.
- Fifty percent (50%) of the underlying shares subject to the option vested on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter
- Twenty five percent (25%) of the underlying shares subject to the option vested on 05/17/2018, and the remaining shares shall vest in thirty-six (36) equal monthly installments thereafter
- The date of the option was 4/23/2013. All shares subject to the option vest in 24 equal monthly installments commencing on 4/23/2013.
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