Filing Details

Accession Number:
0001225208-19-004421
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-04 19:24:34
Reporting Period:
2019-03-01
Accepted Time:
2019-03-04 19:24:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1319947 Dsw Inc. DSW Retail-Shoe Stores (5661) 310746639
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1596811 Roger Rawlins 810 Dsw Drive
Columbus OH 43219
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Shares Acquisiton 2019-03-01 9,464 $12.34 66,918 No 4 M Direct
Class A Common Shares Acquisiton 2019-03-01 4,113 $17.43 71,031 No 4 M Direct
Class A Common Shares Acquisiton 2019-03-01 4,100 $26.66 75,131 No 4 M Direct
Class A Common Shares Acquisiton 2019-03-01 3,786 $4.65 78,917 No 4 M Direct
Class A Common Shares Disposition 2019-03-01 21,463 $30.26 57,454 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Shares Stock Option - Right to Buy Disposition 2019-03-01 4,113 $0.00 4,113 $17.43
Class A Common Shares Stock Option - Right to Buy Disposition 2019-03-01 9,464 $0.00 9,464 $12.34
Class A Common Shares Stock Option - Right to Buy Disposition 2019-03-01 4,100 $0.00 4,100 $26.66
Class A Common Shares Stock Option - Right to Buy Disposition 2019-03-01 3,786 $0.00 3,786 $4.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,209 2021-03-22 No 4 M Direct
0 2020-03-23 No 4 M Direct
8,756 2022-03-27 No 4 M Direct
0 2014-04-01 2019-04-01 No 4 M Direct
Footnotes
  1. Option exercises and sales were made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Rawlins on December 28, 2018.
  2. Price represents a weighted average of the sale price. Shares were sold at prices ranging from $30.07 to $30.61. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
  3. Option vests 20% per year beginning on the first anniversary of the date of grant.