Filing Details
- Accession Number:
- 0001077183-19-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-04 17:25:20
- Reporting Period:
- 2019-02-28
- Accepted Time:
- 2019-03-04 17:25:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1077183 | Neogenomics Inc | NEO | Services-Testing Laboratories (8734) | 742897368 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1640500 | Jennifer Balliet | 12701 Commonwealth Drive Suite 9 Fort Myers FL 33913 | Vp And Chief Culture Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-02-28 | 20,000 | $7.52 | 40,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-02-28 | 10,000 | $8.03 | 50,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-28 | 30,000 | $19.57 | 20,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-03-01 | 2,862 | $0.00 | 22,862 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2019-03-04 | 14,000 | $8.03 | 36,862 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-04 | 14,000 | $19.09 | 22,862 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-02-28 | 10,000 | $0.00 | 10,000 | $8.03 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-02-28 | 20,000 | $0.00 | 20,000 | $7.52 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2019-03-01 | 17,496 | $19.60 | 17,496 | $19.60 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-03-04 | 14,000 | $0.00 | 14,000 | $8.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 62,500 | 2019-02-26 | 2023-02-26 | No | 4 | M | Direct |
| 40,000 | 2018-04-28 | 2022-04-28 | No | 4 | M | Direct |
| 17,496 | 2020-03-01 | 2024-03-01 | No | 4 | A | Direct |
| 48,500 | 2019-02-26 | 2023-02-26 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $7.15 | 2017-04-20 | 2021-04-20 | 16,667 | 16,667 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-04-20 | 16,667 | 16,667 | Direct |
Footnotes
- Average price of shares sold.
- On February 26, 2018, Ms. Balliet was granted 72,500 stock options which vested ratably over the first three anniversary dates of the grant date.
- On April 28, 2017, Ms. Balliet was granted 60,000 stock options. The options vest ratably over the first three anniversaries of the grant date.
- On March 1, 2019, Ms. Balliet was granted 17,496 stock options which vested ratably over the first four anniversary dates of the grant date.
- On February 26, 2018, Jennifer Balliet was granted 72,500 stock options which vested ratably over the first three anniversary dates of the grant date.
- On April 20, 2016, Ms. Balliet was granted 50,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
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