Filing Details

Accession Number:
0001628280-19-002437
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-04 17:21:49
Reporting Period:
2019-02-28
Accepted Time:
2019-03-04 17:21:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1337619 Envestnet Inc. ENV Services-Business Services, Nec (7389) 201409613
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604808 Joshua Mayer 35 East Wacker Drive
Suite 2400
Chicago IL 60601
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-02-28 3,606 $0.00 36,222 No 4 A Direct
Common Stock Disposition 2019-02-28 717 $61.01 35,505 No 4 F Direct
Common Stock Disposition 2019-03-01 1,162 $61.15 34,343 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 42 Indirect By Wife
Footnotes
  1. Represents restricted stock units that vest over a 3-year period; one-third of the total amount vests on the first anniversary of the date of the grant of restricted stock units and then one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter. These restricted stock units convert into common stock on a one-for-one basis.
  2. The reporting person is reporting the withholding by Envestnet, Inc. of shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units.
  3. The sale was pursuant to a Rule 10b5-1 plan.