Filing Details
- Accession Number:
- 0001225208-19-004384
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-04 17:09:51
- Reporting Period:
- 2019-02-28
- Accepted Time:
- 2019-03-04 17:09:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1196501 | Hms Holdings Corp | HMSY | Services-Business Services, Nec (7389) | 113656261 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1463145 | Scott Jeffrey Sherman | 5615 High Point Drive Irving TX 75038 | Evp, Cfo, And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-02-28 | 26,117 | $0.00 | 271,825 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2019-03-01 | 4,030 | $14.00 | 198,191 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-01 | 4,030 | $34.08 | 194,161 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (Right to Buy) | Acquisiton | 2019-02-28 | 65,265 | $0.00 | 65,265 | $39.63 |
| Common Stock | Nonqualified Stock Option (Right to Buy) | Disposition | 2019-03-01 | 4,030 | $0.00 | 4,030 | $14.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 65,265 | 2029-02-28 | No | 4 | A | Direct | |
| 0 | 2022-11-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,760 | Indirect | By Family Trust |
Footnotes
- The amount reported in Column 5 does not reflect the Reporting Person's other transactions on February 28, 2019, which were reported previously on a Form 4 filed with the SEC on February 28, 2019 (the "Prior Transactions"). The amount following the reported transaction and the Prior Transactions is 194,161.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.59, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- The option vests in three equal installments on February 28, 2020, 2021 and 2022.
- The option vested in three equal installments on November 11, 2016, 2017 and 2018.
Billionaire Hedge Funds
