Filing Details

Accession Number:
0001209191-19-015703
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-04 16:52:40
Reporting Period:
2019-02-28
Accepted Time:
2019-03-04 16:52:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1375796 Telaria Inc. TLRA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1361828 S John Rego C/O Telaria, Inc.
222 Broadway, 16Th Floor
New York NY 10038
Svp -Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-02-28 10,000 $5.64 68,445 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Acquisiton 2019-02-28 38,530 $0.00 38,530 $0.00
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2019-02-28 25,367 $0.00 25,367 $5.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
38,530 No 4 A Direct
25,367 2029-02-27 No 4 A Direct
Footnotes
  1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
  2. Grant to the Reporting Person of a restricted stock unit (the "RSU") under the Issuer's 2013 Equity Incentive Plan. The RSU will vest in four equal annual installments on each of February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023, provided the Reporting Person continues to provide services to the Issuer on each such vesting date. This RSU grant is subject to full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.
  3. 25% of the total shares underlying this option will vest on February 14, 2020 and the remaining shares vest 1/48 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. This option is subject to full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.