Filing Details

Accession Number:
0001225208-19-004183
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-01 17:24:48
Reporting Period:
2019-02-27
Accepted Time:
2019-03-01 17:24:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1133421 Northrop Grumman Corp NOC Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) 800640649
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1725609 N Shawn Purvis 2980 Fairview Park Drive
Falls Church VA 22042
Cvp, President, Enterprise Svc No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-02-27 129 $287.10 5,461 No 4 S Direct
Common Stock Disposition 2019-02-27 716 $285.85 4,745 No 4 S Direct
Common Stock Disposition 2019-02-27 1,892 $286.47 2,853 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,663 Indirect By Spouse
Common Stock 2,473 Indirect Held in Northrop Grumman Savings & Investment Plan
Footnotes
  1. Represents the weighted average sale price of $287.10 rounded to the nearest hundredth. The highest price at which the shares were sold was $287.12 and the lowest price at which the shares were sold was $287.09. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
  2. Represents the weighted average sale price of $285.85 rounded to the nearest hundredth. The highest price at which the shares were sold was $285.98 and the lowest price at which the shares were sold was $285.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
  3. Represents the weighted average sale price of $286.47 rounded to the nearest hundredth. The highest price at which the shares were sold was $286.88 and the lowest price at which the shares were sold was $286.01. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
  4. Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of February 27, 2019. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.