Filing Details
- Accession Number:
- 0001077428-19-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-01 15:06:36
- Reporting Period:
- 2019-02-28
- Accepted Time:
- 2019-03-01 15:06:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1077428 | Texas Capital Bancshares Inc | TCBI | State Commercial Banks (6022) | 752679109 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1140571 | J Ian Turpin | 2000 Mckinney Ave, Suite 700 Dallas TX 75201 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-02-28 | 600 | $14.17 | 8,102 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-02-28 | 1,200 | $18.52 | 9,302 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-28 | 506 | $60.85 | 8,796 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-02-28 | 1,294 | $60.72 | 7,502 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2019-02-28 | 600 | $0.00 | 600 | $14.17 |
| Common Stock | Stock Appreciation Rights | Disposition | 2019-02-28 | 1,200 | $0.00 | 1,200 | $18.52 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-05-19 | 2019-05-19 | No | 4 | M | Direct |
| 1,800 | 2011-05-18 | 2020-05-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,904 | Indirect | See Footnote |
| Common Stock | 9,321 | Indirect | See Footnote |
| Common Stock | 5,951 | Indirect | See Footnote |
Footnotes
- Shares are owned by the RJN Trust, of which Mr. Turpin's spouse is the trustee.
- Shares are owned by the Nini Gift Trust, of which Mr. Turpin's spouse is the trustee.
- Shares are owned by the Johnson Management Trust, of which Mr. Turpin's spouse is the trustee.
- The stock appreciation rights vested in five equal annual installments beginning May 19, 2010.
- The stock appreciation rights vested in five equal annual installments beginning May 18, 2011.
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