Home > Insider Trading > Filing (0001127602-19-009015)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1574135	Pivotal Software Inc.	PVTL	Services-Prepackaged Software (7372)	943094578

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1737546	Onsi Fakhouri	C/O Pivotal Software, Inc. 875 Howard Street, Fifth Floor San Francisco CA 94103	Svp, Cloud R&D	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2019-02-27	18,050	$6.78	221,300	No	4	M	Direct
Class A Common Stock	Disposition	2019-02-27	18,050	$23.84	203,250	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Options (Right to Buy)	Disposition	2019-02-27	18,050	$0.00	18,050	$6.78

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
130,000		2025-05-13	No	4	M	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $23.61 to $24.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The stock option exercises reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The stock options were granted on May 13, 2015 and vest over a four-year period, with 25% of the options vesting on the first anniversary of the grant date and the remaining options vesting in equal monthly installments thereafter.