Filing Details

Accession Number:
0001077183-19-000015
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-28 17:05:58
Reporting Period:
2019-02-26
Accepted Time:
2019-02-28 17:05:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1077183 Neogenomics Inc NEO Services-Testing Laboratories (8734) 742897368
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1621453 J. Robert Shovlin 12701 Commonwealth Drive Suite 9
Fort Myers FL 33913
President, Clinical Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-02-26 119,348 $7.15 242,739 No 4 M Direct
Common Stock Acquisiton 2019-02-26 66,666 $7.52 309,405 No 4 M Direct
Common Stock Disposition 2019-02-26 141,879 $18.88 167,526 No 4 S Direct
Common Stock Disposition 2019-02-27 44,135 $19.23 123,391 No 4 S Direct
Common Stock Acquisiton 2019-02-28 13,986 $7.15 137,377 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2019-02-26 119,348 $0.00 119,348 $7.15
Common Stock Stock Option (Right to Buy) Disposition 2019-02-28 13,986 $0.00 13,986 $7.15
Common Stock Stock Option (Right to Buy) Disposition 2019-02-26 66,666 $0.00 66,666 $7.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
80,652 2017-04-20 2021-04-20 No 4 M Direct
66,666 2017-04-20 2021-04-20 No 4 M Direct
133,334 2018-04-28 2022-04-28 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $8.03 2019-02-26 2023-02-26 288,500 288,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-02-26 288,500 288,500 Direct
Footnotes
  1. On April 20, 2016, Mr. Shovlin was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
  2. On April 28, 2017, Mr. Shovlin was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
  3. On February 26, 2018, Mr. Shovlin was granted 288,500 stock options. These options vest ratably over the first three anniversary dates of the grant date.