Filing Details
- Accession Number:
- 0001144204-19-011324
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-28 17:05:14
- Reporting Period:
- 2019-02-26
- Accepted Time:
- 2019-02-28 17:05:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1513761 | Norwegian Cruise Line Holdings Ltd. | NCLH | Water Transportation (4400) | 980691007 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1666918 | Harry Sommer | 7665 Corporate Center Drive Miami FL 33126 | Pres., International | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-02-26 | 15,000 | $0.00 | 78,322 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2019-02-26 | 3,667 | $55.57 | 74,655 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2019-02-27 | 25,000 | $41.79 | 99,655 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-27 | 31,138 | $55.01 | 68,517 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2019-02-27 | 25,000 | $0.00 | 25,000 | $41.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-11-18 | No | 4 | M | Direct |
Footnotes
- On March 1, 2017 the reporting person was granted 15,000 restricted share units with respect to the ordinary shares of Norwegian Cruise Line Holdings Ltd. ("NCLH") which vest based on performance hurdles. The Compensation Committee determined that the performance criteria for 2018 was met on February 26, 2019, resulting in the vesting of 15,000 restricted share units.
- Includes 481 shares acquired under NCLH's Employee Share Purchase Plan during 2018.
- Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 15,000 restricted share units granted to the reporting person on March 1, 2017.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55 to $55.08, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4).
- All of the options were vested as of November 19, 2018.
Billionaire Hedge Funds
