Filing Details
- Accession Number:
- 0001077695-11-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-03 16:07:48
- Reporting Period:
- 2011-03-01
- Filing Date:
- 2011-03-03
- Accepted Time:
- 2011-03-03 16:07:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1062231 | American Axle & Manufacturing Holdings Inc | AXL | Motor Vehicle Parts & Accessories (3714) | 383161171 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1077695 | C David Dauch | One Dauch Drive Detroit MI 48211-1198 | President & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-01 | 7,260 | $8.85 | 28,560 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-03-01 | 10,385 | $10.08 | 38,945 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-01 | 17,645 | $13.37 | 21,300 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to sell) | Acquisiton | 2011-03-01 | 7,260 | $0.00 | 7,260 | $8.85 |
| Common Stock | Employee Stock Option (right to sell) | Acquisiton | 2011-03-01 | 10,385 | $0.00 | 10,385 | $10.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-04-02 | No | 4 | M | Direct | |
| 5,115 | 2018-06-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 28,860 | Indirect | By Family/UGMA Trusts |
Footnotes
- These options vested in three approximately equal annual installments beginning April 2, 2002.
- These options vest in three approximately equal annual installments beginning June 25, 2009.
Billionaire Hedge Funds
