Filing Details
- Accession Number:
- 0001480248-11-000046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-03 16:03:18
- Reporting Period:
- 2011-03-01
- Filing Date:
- 2011-03-03
- Accepted Time:
- 2011-03-03 16:03:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1394954 | Gt Solar International Inc. | SOLR | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1198663 | J Richard Gaynor | Gt Solar International, Inc. 243 Daniel Webster Highway Merrimack NH 03054 | Vice President, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Acquisiton | 2011-03-01 | 31,079 | $0.00 | 31,079 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2011-03-01 | 8,432 | $10.61 | 22,647 | No | 4 | F | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2011-03-01 | 11,200 | $10.43 | 11,447 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2011-03-02 | 123 | $10.63 | 11,324 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Restricted Stock Unit | Disposition | 2010-03-01 | 31,079 | $0.00 | 31,079 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 93,237 | No | 4 | A | Direct |
Footnotes
- These shares were withheld to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units on March 1, 2011.
- Sale of these shares were made by Mr. Gaynor pursuant to a Rule 10b5-1 plan adopted on February 16, 2011.
- Each restricted stock unit represents the right to receive one share of common stock of GT Solar International, Inc., subject to reporting person's continued employment with GT Solar International, Inc.
- The restricted stock units vest in four equal annual installments beginning March 1, 2011. Shares of common stock will be delivered to the reporting person on vesting.
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