Filing Details

Accession Number:
0001012975-19-000198
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-26 21:06:38
Reporting Period:
2019-02-22
Accepted Time:
2019-02-26 21:06:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1656328 Sienna Biopharmaceuticals Inc. SNNA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1219039 Keith Crandell 8755 West Higgins Road
Suite 1025
Chicago IL 60631
No No Yes No
1219042 Robert Nelsen 8755 West Higgins Road
Suite 1025
Chicago IL 60631
No No Yes No
1219043 Clinton Bybee 8755 West Higgins Road
Suite 1025
Chicago IL 60631
No No Yes No
1605598 Arch Venture Fund Viii, L.p. 8755 West Higgins Road
Suite 1025
Chicago IL 60631
No No Yes No
1616165 Arch Venture Partners Viii, Llc 8755 West Higgins Road
Suite 1025
Chicago IL 60631
No No Yes No
1616176 Arch Venture Partners Viii, L.p. 8755 West Higgins Road
Suite 1025
Chicago IL 60631
No No Yes No
1617237 Arch Venture Fund Viii Overage, L.p. 8755 West Higgins Road
Suite 1025
Chicago IL 60631
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-02-22 150,000 $2.50 2,900,575 No 4 P Indirect See footnote
Common Stock Acquisiton 2019-02-22 150,000 $2.50 1,032,493 No 4 P Indirect See footnote
Common Stock Acquisiton 2019-02-22 1,865,800 $2.50 1,865,800 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Footnotes
  1. Following the transactions reported herein, includes 1,032,493 shares of common stock held of record by ARCH Venture Fund VIII Overage, L.P. ("ARCH Fund Overage"), 2,900,575 shares of common stock held of record by ARCH Venture Fund VIII, L.P. ("ARCH Fund VIII"), and 1,865,800 shares of common stock held of record by ARCH Venture Fund X Overage, L.P. ("ARCH X Overage").
  2. The sole general partner of ARCH Fund VIII is ARCH Venture Partners VIII, L.P. ("ARCH Partners VIII"). The sole general partner of ARCH Partners VIII and ARCH Fund Overage is ARCH Venture Partners VIII, LLC ("ARCH VIII LLC"). ARCH Partners VIII may therefore be deemed to beneficially own the securities held by ARCH Fund VIII and ARCH VIII LLC may be deemed to beneficially own the securities held by ARCH Fund VIII and ARCH Fund Overage. ARCH Partners VIII and ARCH VIII LLC disclaim beneficial ownership of such securities, except to the extent of any pecuniary interest therein. The managing directors of ARCH VIII LLC are Keith L. Crandell, Clinton Bybee and Robert Nelsen, and they may be deemed to beneficially own the shares held by ARCH Fund VIII and ARCH Fund Overage. Messrs. Crandell, Bybee and Nelsen disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
  3. The sole general Partner of ARCH X Overage is ARCH Venture Partners X Overage, L.P. ("AVP X Over GP"). The sole general partner of AVP X Over GP is ARCH Venture Partners X, LLC ("AVP X LLC"). AVP X Over LP and AVP X LLC may therefore be deemed to beneficially own the securities held by ARCH X Overage. AVP X Over GP and AVP X LLC disclaim beneficial ownership of such securities, except to the extent of any pecuniary interest therein. Keith L. Crandell, Robert Nelsen and Steven Gillis are managing directors of AVP X LLC, and they may be deemed to beneficially own the shares held by ARCH X Overage. Messrs. Crandell, Nelsen and Gillis disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein.