Filing Details
- Accession Number:
- 0000060667-11-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-03 15:02:54
- Reporting Period:
- 2011-03-01
- Filing Date:
- 2011-03-03
- Accepted Time:
- 2011-03-03 15:02:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 60667 | Lowes Companies Inc | LOW | Retail-Lumber & Other Building Materials Dealers (5211) | 560578072 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1230085 | K Maureen Ausura | 1000 Lowe'S Boulevard Mooresville NC 28117 | Evp Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-03-01 | 5,300 | $0.00 | 126,485 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2011-03-01 | 21,000 | $0.00 | 147,485 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2011-03-01 | 7,641 | $25.50 | 139,844 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-03-01 | 5,768 | $25.50 | 134,076 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2011-03-01 | 71,334 | $15.84 | 205,410 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-01 | 71,334 | $26.03 | 134,076 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-03-01 | 23,334 | $23.98 | 157,410 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-01 | 23,334 | $26.03 | 134,076 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-03-01 | 46,000 | $23.97 | 180,076 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-01 | 46,000 | $26.03 | 134,076 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-03-01 | 30,202 | $26.24 | 103,874 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | D | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-03-01 | 71,334 | $0.00 | 71,334 | $15.84 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-03-01 | 46,000 | $0.00 | 46,000 | $23.97 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-03-01 | 23,334 | $0.00 | 23,334 | $23.98 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2011-03-01 | 70,000 | $0.00 | 70,000 | $25.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 35,666 | 2016-03-01 | No | 4 | M | Direct | |
| 0 | 2015-03-01 | No | 4 | M | Direct | |
| 46,666 | 2017-03-01 | No | 4 | M | Direct | |
| 70,000 | 2018-03-01 | No | 4 | A | Direct |
Footnotes
- Represents the forfeiture of restricted stock pursuant to 2006 Long-Term Incentive Plan due to the Company not achieving the established performance targets.
- Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on March 1, 2014.
- Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of restricted shares granted on March 1, 2006.
- Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of restricted shares granted on March 1, 2008.
- This transaction was executed in multiple trades at prices ranging from $25.98 to $26.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $26.19 to $26.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option vests in three annual installments beginning on March 1, 2010.
- The option vests in three annual installments beginning on March 1, 2009.
- The option vests in three annual installments beginning on March 1, 2011.
- The option vests in three annual installments beginning on March 1, 2012.
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