Filing Details

Accession Number:
0000049071-19-000028
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-26 17:14:35
Reporting Period:
2019-02-22
Accepted Time:
2019-02-26 17:14:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49071 Humana Inc HUM Hospital & Medical Service Plans (6324) 610647538
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185643 D Bruce Broussard Humana Inc.
500 West Main Street
Louisville KY 40202
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Humana Common Acquisiton 2019-02-22 38,552 $167.81 120,673 No 4 M Direct
Humana Common Disposition 2019-02-22 20,969 $308.52 99,704 No 4 F Direct
Humana Common Disposition 2019-02-22 7,515 $308.79 92,189 No 4 F Direct
Humana Common Acquisiton 2019-02-22 595 $167.81 92,784 No 4 M Direct
Humana Common Disposition 2019-02-22 324 $308.52 92,460 No 4 F Direct
Humana Common Disposition 2019-02-22 24,384 $310.65 68,076 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Humana Common Options Disposition 2019-02-22 39,147 $0.00 39,147 $167.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-02-18 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Humana Common Options $217.42 2024-03-08 105,988 105,988 Direct
Humana Common Options $268.47 2025-02-19 44,152 44,152 Direct
Humana Common Restricted Stock Units $0.00 8,126 8,126 Direct
Humana Common Restricted Stock Units $0.00 6,829 6,829 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-03-08 105,988 105,988 Direct
2025-02-19 44,152 44,152 Direct
8,126 8,126 Direct
6,829 6,829 Direct
Footnotes
  1. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three annual increments.
  2. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017, vesting in three annual increments.
  3. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three annual increments.
  4. Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
  5. Restricted stock units granted to reporting person on 03/08/2017, 33% of the award is vesting on 12/15/17, 12/15/18, and 12/15/19.
  6. Restricted stock units granted to reporting person on 02/19/2018, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
  7. Shares swapped for payment of purchase price on stock option exercise using fair market value on February 21, 2019 pursuant to Humana Inc's 2011 Stock Incentive Plan.
  8. Shares swapped for payment of taxes on stock option exercise using fair market value on February 22, 2019 pursuant to Humana Inc's 2011 Stock Incentive Plan.
  9. Shares sold at prices ranging from $309.615 to $311.195. Price reported is weighted average sales price.