Filing Details

Accession Number:
0001061434-19-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-26 16:53:32
Reporting Period:
2019-02-25
Accepted Time:
2019-02-26 16:53:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1380846 Tristate Capital Holdings Inc. TSC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1061434 F James Getz One Oxford Centre
301 Grant Street, Suite 2700
Pittsburgh PA 15219
Chairman, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-02-25 6,250 $22.70 555,460 No 4 S Direct
Common Stock Disposition 2019-02-26 6,250 $22.45 549,210 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 287,173 Indirect By Getz Enterprises, L.P.
Common Stock 140,618 Indirect By Stephens Inc. FBO James F. Getz Individual Retirement Account
Common Stock 368,944 Direct
Footnotes
  1. The shares were sold by the Reporting Person to satisfy tax obligations resulting from the vesting of restricted stock which occurred on January 14, 2019, which restricted stock was previously granted to the Reporting Person pursuant to the Company's 2014 Omnibus Incentive Plan.
  2. The price represents the approximate weighted average price per share of sales of the Issuer's common stock, which were executed at prices ranging from $22.70 to $22.90 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
  3. Shares held jointly by the Reporting Person and spouse.
  4. The price represents the approximate weighted average price per share of sales of the Issuer's common stock, which were executed at prices ranging from $22.37 to $22.60 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
  5. The Reporting Person is the general partner of this entity.
  6. The Reporting Person is the beneficiary of this account.
  7. Shares owned by the Reporting Person individually.