Filing Details

Accession Number:
0001104659-19-010392
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-25 18:36:25
Reporting Period:
2019-02-21
Accepted Time:
2019-02-25 18:36:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1611702 Brightsphere Investment Group Plc BSIG Investment Advice (6282) 981179929
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1701124 Hna Group Co., Ltd. Hna Building
No. 7 Guoxing Road
Haikou, Hainan F4 570203
No No Yes No
1707864 Hna Capital (U.s.) Holding Llc 245 Park Avenue
Floor 40
New York NY 10167
No No Yes No
1707867 Hna Eagle Holdco Llc 245 Park Avenue
Floor 40
New York NY 10167
No No Yes No
1707884 Hna Capital (Hong Kong) Holding Co., Ltd. 23/f., Arion Commercial Centre
2-12 Queen?s Road West
Hong Kong K3 00000
No No Yes No
1707885 Hna Capital Group Co., Ltd. Hna Building, No. 7 Guoxing Road
Haikou F4 570203
No No Yes No
1707886 Aleron Investments, Ltd. 23/f Hna Plaza, Jia No. 26
Xiaoyun Road, Chaoyang District
Beijing F4 100125
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares, Par Value $0.001 Per Share Disposition 2019-02-21 4,100,000 $13.89 18,676,663 No 4 S Direct
Ordinary Shares, Par Value $0.001 Per Share Disposition 2019-02-25 3,886,625 $13.95 14,790,038 No 4 S Direct
Ordinary Shares, Par Value $0.001 Per Share Disposition 2019-02-25 14,790,038 $13.95 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. HNA Eagle Holdco LLC ("HNA Eagle") resold the Ordinary Shares to BrightSphere Investment Group plc (the "Issuer") as part of the Issuer's share repurchase program, via Citigroup Global Markets Inc. ("Citigroup"). HNA Eagle sold the Ordinary Shares to Citigroup, who then resold them immediately to the Issuer.
  2. HNA Eagle sold the Ordinary Shares to Paulson & Co., Inc. ("Paulson") pursuant to the share purchase agreement, dated November 16, 2018, between HNA Eagle and Paulson.
  3. The Ordinary Shares reported herein were directly owned by HNA Eagle and indirectly owned by HNA Group Co., Ltd. ("HNA Group"), HNA Capital Group Co., Ltd. ("HNA Parent"), HNA Capital (Hong Kong) Holding Co., Ltd. ("HNA HK"), Aleron Investments, Ltd. ("Aleron") and HNA Capital (U.S.) Holding LLC ("HNA Capital", together with HNA Eagle, HNA Group, HNA HK, and Aleron, the "Reporting Persons"). HNA Eagle is a direct wholly-owned subsidiary of HNA Capital. HNA Capital is a direct wholly-owned subsidiary of Aleron. Aleron is a wholly-owned subsidiary of HNA HK. HNA HK is a wholly-owned subsidiary of HNA Parent. HNA Parent is 88.5% owned by HNA Group. The Reporting Persons disclaim beneficial ownership over the Ordinary Shares reported herein except to the extent of their respective pecuniary interest therein.