Filing Details

Accession Number:
0001179706-19-000025
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-25 17:08:29
Reporting Period:
2019-02-21
Accepted Time:
2019-02-25 17:08:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1645590 Hewlett Packard Enterprise Co HPE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1548933 F John Schultz C/O Hewlett Packard Enterprise Company
6280 America Center Drive
San Jose CA 95002
Evp, Claa & Sec No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-02-21 68,798 $8.92 400,401 No 4 M Direct
Common Stock Disposition 2019-02-21 68,798 $16.26 331,603 No 4 S Direct
Common Stock Acquisiton 2019-02-21 249,754 $8.62 581,357 No 4 M Direct
Common Stock Disposition 2019-02-21 249,754 $16.26 331,603 No 4 S Direct
Common Stock Acquisiton 2019-02-21 159,457 $8.83 491,060 No 4 M Direct
Common Stock Disposition 2019-02-21 159,457 $16.26 331,603 No 4 S Direct
Common Stock Acquisiton 2019-02-21 111,816 $14.67 443,419 No 4 M Direct
Common Stock Disposition 2019-02-21 111,816 $16.26 331,603 No 4 S Direct
Common Stock Acquisiton 2019-02-22 33,797 $8.92 365,400 No 4 M Direct
Common Stock Disposition 2019-02-22 33,797 $16.50 331,603 No 4 S Direct
Common Stock Acquisiton 2019-02-22 52,590 $8.62 384,193 No 4 M Direct
Common Stock Disposition 2019-02-22 52,590 $16.50 331,603 No 4 S Direct
Common Stock Acquisiton 2019-02-22 36,048 $8.83 367,651 No 4 M Direct
Common Stock Disposition 2019-02-22 36,048 $16.50 331,603 No 4 S Direct
Common Stock Acquisiton 2019-02-22 34,393 $14.67 365,996 No 4 M Direct
Common Stock Disposition 2019-02-22 34,393 $16.50 331,603 No 4 S Direct
Common Stock Disposition 2019-02-22 34,177 $16.50 297,426 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2019-01-02 261 $0.00 261 $0.00
Common Stock Restricted Stock Units Acquisiton 2019-01-02 784 $0.00 784 $0.00
Common Stock Restricted Stock Units Acquisiton 2019-01-02 932 $0.00 932 $0.00
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-02-21 68,798 $0.00 68,798 $8.92
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-02-21 249,754 $0.00 249,754 $8.62
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-02-21 159,457 $0.00 159,457 $8.83
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-02-21 111,816 $0.00 111,816 $14.67
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-02-22 33,797 $0.00 33,797 $8.92
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-02-22 52,590 $0.00 52,590 $8.62
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-02-22 36,048 $0.00 36,048 $8.83
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-02-22 34,393 $0.00 34,393 $14.67
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
32,714 No 4 A Direct
96,779 No 4 A Direct
112,463 No 4 A Direct
68,799 2014-12-11 2021-12-11 No 4 M Direct
249,754 2016-11-02 2023-11-02 No 4 M Direct
159,457 2016-12-09 2023-12-09 No 4 M Direct
223,632 2017-12-07 2024-12-07 No 4 M Direct
35,002 2014-12-11 2021-12-11 No 4 M Direct
197,164 2016-11-02 2023-11-02 No 4 M Direct
123,409 2016-12-09 2023-12-09 No 4 M Direct
189,239 2017-12-07 2024-12-07 No 4 M Direct
Footnotes
  1. The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/18/18.
  2. The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.25 to $16.29. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
  3. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  4. As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 261.2156 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
  5. As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which will vest on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 783.6971 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.
  6. As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 932.1870 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.
  7. This option became exercisable beginning on this date.
  8. This option is no longer exercisable beginning on this date.