Home > Insider Trading > Filing (0001562180-19-001366)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
9389	Ball Corp	BLL	Metal Cans (3411)	350160610

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1045862	D Robert Strain	Ball Corporation 10 Longs Peak Drive Broomfield CO 80021	Sr. Vp Ballcorp & Pres. Batc	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-02-21	12,400	$22.97	47,747	No	4	M	Direct
Common Stock	Disposition	2019-02-21	7,334	$54.48	40,413	No	4	F	Direct
Common Stock	Disposition	2019-02-25	5,066	$54.93	35,347	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Right (sars)	Disposition	2019-02-21	12,400	$0.00	12,400	$22.97
Common Stock	Deferred Compensation Company Stock Plan	Acquisiton	2019-02-22	2,175	$54.48	2,175	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2014-01-30	2023-01-30	No	4	M	Direct
47,710			No	4	J	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,031	Indirect	401(k)

Footnotes

Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS.
This transaction was executed in multiple trades at prices ranging from $54.91 to $54.945. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.
Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.