Filing Details
- Accession Number:
- 0001104659-19-010346
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-25 16:30:10
- Reporting Period:
- 2019-02-21
- Accepted Time:
- 2019-02-25 16:30:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1066194 | Egain Corp | EGAN | Services-Prepackaged Software (7372) | 770466366 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1512832 | P Phiroz Darukhanavala | 1252 Borregas Avenue Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-02-22 | 500 | $5.55 | 500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-02-22 | 25,000 | $1.50 | 25,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-22 | 25,500 | $11.56 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to purcahse) | Disposition | 2019-02-21 | 500 | $0.00 | 500 | $4.42 |
| Common Stock | Stock Option (right to purchase) | Disposition | 2019-02-21 | 25,000 | $0.00 | 50,000 | $1.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-11-12 | No | 4 | M | Direct | |
| 25,000 | 2021-02-03 | No | 4 | M | Direct |
Footnotes
- This option vested 100% on November 12, 2013 (one year after date of grant).
- This option vested 100% on February 3, 2015 (four years after date of grant).
- Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.38 to $11.85. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
Billionaire Hedge Funds
