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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1396536	Duos Technologies Group Inc.	DUOT	Services-Prepackaged Software (7372)	650493217

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1427103	Graham Adrian Goldfarb	6622 Southpoint Drive S Jacksonville FL 32216	Cfo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001	Acquisiton	2019-02-22	26,407	$0.00	64,949	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants to purchase Common Stock	Acquisiton	2019-02-22	179,179	$0.00	179,179	$0.65
Common Stock	Warrants to purchase Common Stock	Acquisiton	2019-02-22	14,320	$0.00	14,320	$9.45

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
179,179	2019-02-25	2023-11-13	No	4	P	Direct
14,320	2019-02-25	2020-10-31	No	4	P	Direct

Footnotes

On February 22, 2019, Mr. Goldfarb purchased in a private transaction from a shareholder of the Company, 26,407 shares of common stock, a warrant to purchase 179,179 shares of common stock with an exercise price of $0.65 per share and a warrant to purchase 14,320 shares of common stock with an exercise price of $9.45 per share in exchange for a promissory note in the principal amount of $275,000. This is equivalent to approximately $1.25 per share of common stock or common stock equivalent.
Excludes 34,020 warrants to purchase common stock as previously reported by Mr. Goldfarb on December 5, 2017 and 265,000 options issued to Mr. Goldfarb on March 8, 2018.