Filing Details
- Accession Number:
- 0001562180-19-001229
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-22 08:40:30
- Reporting Period:
- 2019-02-20
- Accepted Time:
- 2019-02-22 08:40:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1113169 | Price T Rowe Group Inc | TROW | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 522264646 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1456872 | D Christopher Alderson | 100 E. Pratt Street Baltimore MD 21202 | Vice President | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-02-20 | 689 | $70.33 | 401,164 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-02-20 | 41,639 | $48.56 | 442,803 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-02-20 | 20,819 | $59.07 | 463,622 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-02-20 | 20,819 | $60.80 | 484,441 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-02-20 | 20,499 | $69.67 | 504,940 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-20 | 104,465 | $96.94 | 400,475 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2019-02-20 | 689 | $70.33 | 689 | $70.33 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2019-02-20 | 41,639 | $48.56 | 41,639 | $48.56 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2019-02-20 | 20,819 | $59.07 | 20,819 | $59.07 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2019-02-20 | 20,819 | $60.80 | 20,819 | $60.80 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2019-02-20 | 20,499 | $69.67 | 20,499 | $69.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-11-01 | 2021-02-17 | No | 4 | M | Direct |
| 0 | 2012-11-01 | 2021-09-08 | No | 4 | M | Direct |
| 0 | 2013-12-10 | 2022-02-23 | No | 4 | M | Direct |
| 0 | 2013-12-10 | 2022-09-06 | No | 4 | M | Direct |
| 0 | 2014-12-10 | 2023-02-21 | No | 4 | M | Direct |
Footnotes
- The range of prices for this transaction were $96.65 to $97.40. Will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- 02/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/1/2012.
- 09/8/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/1/2012.
- 02/23/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013.
- 09/06/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013.
- 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
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