Filing Details

Accession Number:
0001560207-19-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-21 16:01:11
Reporting Period:
2019-02-19
Accepted Time:
2019-02-21 16:01:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
918581 Cmtsu Liquidation Inc. CBRI Services-Computer Programming Services (7371) 382046833
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1432744 S Christopher Kiper 9401 Wilshire Blvd, Suite 705
Beverly Hills CA 90212
No No No Yes
1560207 Legion Partners Asset Management, Llc 9401 Wilshire Blvd., Suite 705
Beverly Hills CA 90212
No No Yes No
1595909 Legion Partners, L.p. I 9401 Wilshire Blvd.
Suite 705
Beverly Hills CA 90212
No No No Yes
1618783 Legion Partners, L.p. Ii 9401 Wilshire Blvd.
Suite 705
Beverly Hills CA 90212
No No No Yes
1682389 Legion Partners Holdings, Llc 9401 Wilshire Blvd., Suite 705
Beverly Hills CA 90212
No No No Yes
1682390 Legion Partners, Llc 9401 Wilshire Blvd., Suite 705
Beverly Hills CA 90212
No No No Yes
1682494 T. Raymond White 9401 Wilshire Blvd.
Suite 705
Beverly Hills CA 90212
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-02-19 125,960 $0.00 6,356,871 No 4 S Indirect Legion Partners, L.P. I
Common Stock Disposition 2019-02-19 34,040 $0.00 1,717,941 No 4 S Indirect Legion Partners, L.P. II
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Legion Partners, L.P. I
No 4 S Indirect Legion Partners, L.P. II
Footnotes
  1. This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  2. Legion Partners I directly owns these shares of common stock ("Common Stock") of CMTSU Liquidation Inc. (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and sole member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I.
  3. Legion Partners II directly owns these shares of Common Stock. General Partner is the general partner of Legion Partners II, Legion Partners Asset Management is the investment advisor of Legion Partners II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and sole member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners II.