Filing Details

Accession Number:
0001144204-11-012481
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-02 21:46:34
Reporting Period:
2011-02-28
Filing Date:
2011-03-02
Accepted Time:
2011-03-02 21:46:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1368993 Wafergen Bio-Systems Inc. WGBS Laboratory Analytical Instruments (3826) 900416683
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1435645 Alnoor Shivji 7400 Paseo Padre Parkway
Fremont CA 94555
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-28 59,391 $1.00 2,483,952 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,613,552 Indirect By Shivji Family Trust dtd June 12, 2000
Common Stock 48,333 Indirect By Jameel Shivji Irrevocable Trust U/A dtd 12/30/04
Common Stock 48,333 Indirect By Shivji Children's Trust fbo Zara Shivji U/A dtd 11/30/00
Common Stock 48,333 Indirect By Shivji Children's Trust fbo Suraya Shivji U/A dtd 11/30/00
Footnotes
  1. Purchased pursuant to a private transaction.