Filing Details
- Accession Number:
- 0001144204-11-012479
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-02 21:44:57
- Reporting Period:
- 2011-02-14
- Filing Date:
- 2011-03-02
- Accepted Time:
- 2011-03-02 21:44:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368993 | Wafergen Bio-Systems Inc. | WGBS | Laboratory Analytical Instruments (3826) | 900416683 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1457719 | Makoto Kaneshiro | C/O Wafergen Bio-Systems, Inc. 7400 Paseo Padre Parkway Fremont CA 94555 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-14 | 64,790 | $0.02 | 81,040 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-14 | 53,992 | $0.15 | 153,032 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-28 | 118,782 | $1.00 | 16,250 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2011-02-14 | 64,790 | $0.00 | 64,790 | $0.02 |
| Common Stock | Stock Option (right to buy) | Disposition | 2011-02-14 | 53,992 | $0.00 | 53,992 | $0.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-08-01 | 2015-08-01 | No | 4 | M | Direct |
| 0 | 2006-08-01 | 2016-08-01 | No | 4 | M | Direct |
Footnotes
- Sold pursuant to a private transaction.
- 1/48th of the shares underlying the option vested on August 1, 2005 and an additional 1/48th of the shares vested monthly thereafter.
- 1/48th of the shares underlying the option vested on August 1, 2006 and an additional 1/48th of the shares vested monthly thereafter.
Billionaire Hedge Funds
