Filing Details
- Accession Number:
- 0001294671-19-000025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-20 19:52:15
- Reporting Period:
- 2019-02-15
- Accepted Time:
- 2019-02-20 19:52:15
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1572750 | A Robert Deangelis | C/O Keycorp 127 Public Square Cleveland OH 44114 | Dir. Of Qual. & Prod. Mgmt. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2019-02-15 | 31,166 | $5.55 | 196,478 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2019-02-15 | 31,166 | $17.37 | 165,312 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2019-02-17 | 9,199 | $0.00 | 174,511 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2019-02-17 | 4,173 | $17.51 | 170,338 | No | 4 | F | Direct | |
| Common Shares | Acquisiton | 2019-02-18 | 67,345 | $0.00 | 237,683 | No | 4 | A | Direct | |
| Common Shares | Disposition | 2019-02-18 | 26,651 | $17.51 | 211,032 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Buy | Disposition | 2019-02-15 | 31,166 | $0.00 | 31,166 | $5.55 |
| Common Shares | Restricted Stock Units | Disposition | 2019-02-17 | 3,122 | $0.00 | 3,122 | $0.00 |
| Common Shares | Restricted Stock Units | Disposition | 2019-02-17 | 4,115 | $0.00 | 4,115 | $0.00 |
| Common Shares | Restricted Stock Units | Disposition | 2019-02-17 | 1,962 | $0.00 | 1,962 | $0.00 |
| Common Shares | Restricted Stock Units | Acquisiton | 2019-02-18 | 22,844 | $0.00 | 22,844 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-07-27 | No | 4 | M | Direct | |
| 0 | No | 4 | M | Direct | ||
| 4,115 | No | 4 | M | Direct | ||
| 5,885 | No | 4 | M | Direct | ||
| 22,844 | No | 4 | A | Direct |
Footnotes
- Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 16, 2015.
- This option vested in three equal annual installments ending on July 27, 2012.
- The restricted stock units, granted on February 16, 2015, vested in four equal annual installments ending on February 17, 2019.
- Includes approximately 94 dividend-equivalent restricted stock units accrued between March and December 2018.
- The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
- Includes approximately 248 dividend-equivalent restricted stock units accrued between March and December 2018.
- The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
- Includes approximately 236 dividend-equivalent restricted stock units accrued between March and December 2018.
- The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.
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