Filing Details
- Accession Number:
- 0001611702-19-000021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-20 16:30:32
- Reporting Period:
- 2019-02-15
- Accepted Time:
- 2019-02-20 16:30:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1611702 | Brightsphere Investment Group Plc | BSIG | Investment Advice (6282) | 981179929 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1620413 | K. Daniel Mahoney | Ground Floor Millennium Bridge House 2 Lambeth Hill London X0 EC4V 4GG | Head Of Finance/Pao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Disposition | 2019-02-19 | 285 | $13.82 | 8,626 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2019-02-19 | 1 | $13.85 | 8,625 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2019-02-19 | 243 | $13.83 | 8,382 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Restricted Share Units | Acquisiton | 2019-02-15 | 6,850 | $0.00 | 6,850 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,850 | No | 4 | A | Direct |
Footnotes
- The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
- Each restricted share unit represents a right to receive one ordinary share of BrightSphere Investment Group plc.
- Consists of restricted share units issued under the BrightSphere Investment Group plc 2017 Equity Incentive Plan.
- The restricted share units vest in equal annual installments over a three-year period with 1/3 of the restricted share units vesting on each of February 15, 2020, February 15, 2021 and February 15, 2022.
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