Filing Details
- Accession Number:
- 0001127602-19-007080
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-20 14:17:38
- Reporting Period:
- 2019-02-15
- Accepted Time:
- 2019-02-20 14:17:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1125259 | Carnival Plc | CUK | Water Transportation (4400) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1553147 | Olaf Michael Thamm | C/O Carnival Corporation 3655 N.w. 87Th Avenue Miami FL 33178 | Group Ceo - Costa Crociere | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2019-02-15 | 22,020 | $0.00 | 70,449 | No | 4 | A | Direct | |
| Ordinary Shares | Disposition | 2019-02-15 | 10,528 | $55.87 | 59,921 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Footnotes
- Vesting of performance-based restricted stock units ("PBS RSUs") granted on April 13, 2016 pursuant to the Carnival plc 2014 Employee Share Plan. Each PBS RSU represents one share of Carnival plc ordinary shares.
- Represents a sale of shares to satisfy the tax obligation on the release of vested PBS RSUs.
- The transaction was conducted in British Pounds. The sale price of GBP43.5687 was converted into US$ at the February 15, 2019 conversion rate of GBP1 = USD1.28243.
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