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Home > Insider Trading > Filing (0001127602-19-007078)

Filing Details

Accession Number:
0001127602-19-007078
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-20 14:16:43
Reporting Period:
2019-02-15
Accepted Time:
2019-02-20 14:16:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1125259 Carnival Plc CUK Water Transportation (4400) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1248899 Arnaldo Perez Carnival Corporation
3655 Nw 87Th Ave
Miami FL 33178		 General Counsel & Secretary No Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Trust Shares (Beneficial Interest In Special Voting Share) Acquisiton 2019-02-15 14,359 $0.00 43,724 No 4 A Direct
Trust Shares (Beneficial Interest In Special Voting Share) Disposition 2019-02-15 5,691 $57.08 38,033 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Trust Shares (Beneficial Interest In Special Voting Share) 11,306 Indirect The Arnaldo Perez Trust U/A/D 3/18/2014
Footnotes
  1. Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
  2. Vesting of performance-based restricted stock units ("PBS RSUs") granted on April 13, 2016 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock.
  3. The reporting person was eligible to earn from 0-200% of the stated target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2016-2018 performance cycle and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period.
  4. Represents a sale of shares to satisfy the tax obligation on the release of vested PBS RSUs.