Filing Details
- Accession Number:
- 0001280656-11-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-02 19:59:31
- Reporting Period:
- 2011-02-25
- Filing Date:
- 2011-03-02
- Accepted Time:
- 2011-03-02 19:59:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1083318 | Interactive Intelligence Inc | ININ | Services-Prepackaged Software (7372) | 351933097 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1280656 | Jo Pamela Hynes | 7601 Interactive Way Indianapolis IN 46278 | Vp Of Customer Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-25 | 15,000 | $20.50 | 15,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-25 | 1,176 | $17.28 | 16,176 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-25 | 9,699 | $34.47 | 6,477 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-28 | 523 | $17.28 | 7,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-28 | 284 | $34.45 | 6,716 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-03-01 | 956 | $17.28 | 7,672 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-01 | 641 | $34.45 | 7,031 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-28 | 2,000 | $12.00 | 5,074 | No | 4 | M | Indirect | Indirect by husband |
| Common Stock | Acquisiton | 2011-02-28 | 1,000 | $9.26 | 6,074 | No | 4 | M | Indirect | Indirect by husband |
| Common Stock | Acquisiton | 2011-02-28 | 3,750 | $14.79 | 9,824 | No | 4 | M | Indirect | Indirect by husband |
| Common Stock | Acquisiton | 2011-02-28 | 3,750 | $14.09 | 13,574 | No | 4 | M | Indirect | Indirect by husband |
| Common Stock | Acquisiton | 2011-02-28 | 1,000 | $6.66 | 14,574 | No | 4 | M | Indirect | Indirect by husband |
| Common Stock | Acquisiton | 2011-02-28 | 1,000 | $19.66 | 15,574 | No | 4 | M | Indirect | Indirect by husband |
| Common Stock | Disposition | 2011-02-28 | 12,500 | $34.20 | 3,074 | No | 4 | S | Indirect | Indirect by husband |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Indirect | Indirect by husband |
| No | 4 | M | Indirect | Indirect by husband |
| No | 4 | M | Indirect | Indirect by husband |
| No | 4 | M | Indirect | Indirect by husband |
| No | 4 | M | Indirect | Indirect by husband |
| No | 4 | M | Indirect | Indirect by husband |
| No | 4 | S | Indirect | Indirect by husband |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | Disposition | 2011-02-25 | 15,000 | $0.00 | 15,000 | $20.50 |
| Common Stock | Stock option (right to buy) | Disposition | 2011-02-25 | 1,176 | $0.00 | 1,176 | $17.28 |
| Common Stock | Stock option (right to buy) | Disposition | 2011-02-28 | 523 | $0.00 | 523 | $17.28 |
| Common Stock | Stock option (right to buy) | Disposition | 2011-03-01 | 956 | $0.00 | 956 | $17.28 |
| Common Stock | Stock option (right to buy) | Disposition | 2011-02-28 | 2,000 | $0.00 | 2,000 | $12.00 |
| Common Stock | Stock option (right to buy) | Disposition | 2011-02-28 | 1,000 | $0.00 | 1,000 | $9.26 |
| Common Stock | Stock option (right to buy) | Disposition | 2011-02-28 | 3,750 | $0.00 | 3,750 | $14.79 |
| Common Stock | Stock option (right to buy) | Disposition | 2011-02-28 | 3,750 | $0.00 | 3,750 | $14.09 |
| Common Stock | Stock option (right to buy) | Disposition | 2011-02-28 | 1,000 | $0.00 | 1,000 | $6.66 |
| Common Stock | Stock option (right to buy) | Disposition | 2011-02-28 | 1,000 | $0.00 | 1,000 | $19.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-02-09 | No | 4 | M | Direct | |
| 16,324 | 2014-01-01 | No | 4 | M | Direct | |
| 15,801 | 2014-01-01 | No | 4 | M | Direct | |
| 14,845 | 2014-01-01 | No | 4 | M | Direct | |
| 0 | 2011-06-28 | No | 4 | M | Indirect | |
| 0 | 2012-05-18 | No | 4 | M | Indirect | |
| 1,250 | 2013-03-01 | No | 4 | M | Indirect | |
| 1,250 | 2014-01-30 | No | 4 | M | Indirect | |
| 2,000 | 2015-01-12 | No | 4 | M | Indirect | |
| 3,000 | 2016-01-22 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 950 | Indirect | Indirect by son |
Footnotes
- Represents the sale of 9,699 shares in five seperate transactions, ranging in price from $34.45 to $34.58 per share, resulting in a weighted average sale price per share of $34.468868. The reporting person will provide upon requst by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each seperate price within the range.
- 3,750 shares became exercisable on each of 2/9/08, 2/9/09, 2/9/10 and 2/9/11.
- 4,375 shares became exercisable on each of 1/1/09, 1/1/10, 1/1/11 and 4,375 shares will become exercisable on 1/1/12.
- 500 shares became exercisable on each of 6/28/02, 6/28/03, 6/28/04 and 6/28/05.
- 1,000 shares became exercisable on each of 5/18/07, 5/18/08, 5/18/09 and 5/18/10.
- 1,250 shares became exercisable on each of 3/1/08, 3/1/09, 3/1/10 and 3/1/11.
- 1,250 shares became exercisable on 1/30/09, 1/30/10 and 1/30/11 and 1,250 shares will become exercisable on 1/30/12.
- 1,000 shares became exercisable on 1/12/10 and 1/12/11 and 1,000 shares will become exercisable on 1/12/12 and 1/12/13.
- 1,000 shares became exercisable on 1/22/11 and 1,000 shares will become exercisable on each of 1/22/12, 1/22/13 and 1/22/14.
- Option grant - #8 blank
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