Filing Details

Accession Number:
0001209191-19-011333
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-19 19:12:45
Reporting Period:
2019-02-19
Accepted Time:
2019-02-19 19:12:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1343304 Avedro Inc AVDR Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1435183 Garheng Kong C/O Avedro, Inc.
201 Jones Road
Waltham MA 02451
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-02-19 87,663 $0.00 197,197 No 4 C Indirect See Footnote
Common Stock Acquisiton 2019-02-19 561,673 $0.00 758,870 No 4 C Indirect See Footnote
Common Stock Acquisiton 2019-02-19 535,369 $0.00 1,294,239 No 4 C Indirect See Footnote
Common Stock Acquisiton 2019-02-19 142,857 $14.00 1,437,096 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series AA Convertible Preferred Stock Disposition 2019-02-19 87,663 $0.00 87,663 $0.00
Common Stock Series BB Convertible Preferred Stock Disposition 2019-02-19 561,673 $0.00 561,673 $0.00
Common Stock Series CC Convertible Preferred Stock Disposition 2019-02-19 535,369 $0.00 535,369 $0.00
Common Stock Stock Option (right to buy) Acquisiton 2019-02-19 8,314 $0.00 8,314 $12.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
8,314 2029-01-08 No 4 A Direct
Footnotes
  1. Each share of Series AA Convertible Preferred Stock, Series BB Convertible Preferred Stock and Series CC Convertible Preferred Stock was convertible at any time, at the option of the holder, into Common Stock, on a one-for-one basis, had no expiration date and converted into shares of Common Stock upon the closing of the Issuer's initial public offering.
  2. The shares are directly held by HealthQuest Partners II, L.P. ("HealthQuest"). HealthQuest Venture Management II, L.L.C. ("HealthQuest Management") is the general partner of HealthQuest. HealthQuest Management may be deemed to have voting and dispositive power over the shares held by HealthQuest. The Reporting Person is the managing member of HealthQuest Management and disclaims beneficial interest over all of the shares held by HealthQuest except to the extent of his pecuniary interest therein.
  3. One hundred percent (100%) of the shares subject to the option shall vest on the earlier of (x) June 1, 2020 and (y) the first anniversary of the first annual meeting of the Issuer's stockholders following the Issuer's initial public offering, subject to the Reporting Person continuing to provide service through such date.