Filing Details

Accession Number:
0001127602-19-006456
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-15 19:47:17
Reporting Period:
2019-02-14
Accepted Time:
2019-02-15 19:47:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1574135 Pivotal Software Inc. PVTL Services-Prepackaged Software (7372) 943094578
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1737547 Edward Hieatt C/O Pivotal Software, Inc.
875 Howard Street, Fifth Floor
San Francisco CA 94103
Svp, Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2019-02-14 44,791 $5.06 244,791 No 4 M Direct
Class A Common Stock Disposition 2019-02-14 44,791 $20.01 200,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Options (Right to Buy) Disposition 2019-02-14 44,791 $0.00 44,791 $5.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
47,917 2023-06-28 No 4 M Direct
Footnotes
  1. The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2018
  2. This transaction was executed in multiple trades at prices ranging from $20.00 to $20.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. The stock option exercises reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  4. The stock options were granted on June 28, 2013 and are fully vested.