Filing Details
- Accession Number:
- 0001209191-19-010565
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-15 16:12:19
- Reporting Period:
- 2019-02-15
- Accepted Time:
- 2019-02-15 16:12:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1113232 | Axcelis Technologies Inc | ACLS | Special Industry Machinery, Nec (3559) | 341818596 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1420601 | A. Douglas Lawson | C/O Axcelis Technologies, Inc. 108 Cherry Hill Drive Beverly MA 01915 | Evp, Corporate Mktg & Strategy | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-02-15 | 5,859 | $12.04 | 50,755 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-02-15 | 7,813 | $7.20 | 58,568 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-15 | 13,672 | $22.51 | 44,896 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | Disposition | 2019-02-15 | 5,859 | $0.00 | 5,859 | $12.04 |
| Common Stock | Stock option (right to buy) | Disposition | 2019-02-15 | 7,813 | $0.00 | 7,813 | $7.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,906 | 2019-01-15 | 2022-07-15 | No | 4 | M | Direct |
| 0 | 2018-07-15 | 2021-07-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,125 | Indirect | Held by spouse |
Footnotes
- Of the shares held as of February 15, 2019, 31,286 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
- The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.61, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- These options are unvested and will vest as to 50% of the unvested shares on each of April 15,2019 and July 15,2019 if the executive remains in the service of the Company on such vesting date.
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