Filing Details
- Accession Number:
- 0001412707-19-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-15 12:07:42
- Reporting Period:
- 2019-02-13
- Accepted Time:
- 2019-02-15 12:07:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1412707 | Level One Bancorp Inc | LEVL | State Commercial Banks (6022) | 711015624 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1736586 | A. Gregory Wernette | 32991 Hamilton Court Farmington Hills MI 48334 | Evp And Chief Lending Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-02-13 | 5,500 | $24.04 | 13,900 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-02-14 | 4,000 | $10.00 | 17,900 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-02-14 | 2,000 | $10.15 | 19,900 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | Disposition | 2019-02-14 | 4,000 | $0.00 | 4,000 | $10.00 |
| Common Stock | Option (Right to Buy) | Disposition | 2019-02-14 | 2,000 | $0.00 | 2,000 | $10.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-03-17 | No | 4 | M | Direct | |
| 2,000 | 2022-02-16 | No | 4 | M | Direct |
Footnotes
- The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $23.75 to $24.35, inclusive. The reporting person undertakes to provide Level One Bancorp, Inc., any security holder of Level One Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- These options vest in three equal annual installments beginning one year after the 3/17/2011 date of grant.
- These options vest in three equal annual installments beginning one year after the 2/16/2012 date of grant.
Billionaire Hedge Funds
