Filing Details

Accession Number:
0001225208-19-002573
Form Type:
5
Zero Holdings:
No
Publication Time:
2019-02-14 18:27:20
Reporting Period:
2018-12-31
Accepted Time:
2019-02-14 18:27:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1521404 Barings Global Short Duration High Yield Fund BGH () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1640139 John Paul Thompson 550 South Tryon Street
Suite 3300
Charlotte NC 28202
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2018-03-28 2,700 $18.49 18,316 No 5 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 P Direct
Footnotes
  1. Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended.