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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1023844	National Holdings Corp	NHLD	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	364128138

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1251859	Daniel Asher	111 W Jackson Blvd 20Th Fl Chicago IL 60604		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-02-01	1,000	$3.23	1,586,274	No	4	P	Indirect	Through Intracoastal Capital LLC
Common Stock	Acquisiton	2019-02-12	350,000	$3.25	1,936,874	No	4	P	Indirect	Through Equitec Specialists, LLC
Common Stock	Acquisiton	2019-02-12	527,932	$3.25	2,464,806	No	4	P	Indirect	Through Sphinx Trading, LP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Through Intracoastal Capital LLC
No	4	P	Indirect	Through Equitec Specialists, LLC
No	4	P	Indirect	Through Sphinx Trading, LP

Footnotes

This purchase transaction closed a short position created by Intracoastal Capital LLC before the reporting person became subject to Section 16 of the Securities Exchange Act of 1934 and had no impact on the amount of securities beneficially owned by the reporting person following the transaction. As reported on a Form 4 filed on February 6, 2019, the reporting person owned 1,586,274 shares of common stock following the last transaction the reporting person made in NHLD common stock on January 30, 2019.
The reporting person is a member of the board of managers of Intracoastal Capital LLC.
The right and obligation to acquire these shares was assigned to Equitec Specialists, LLC from NHC Holdings, LLC on February 11, 2019.
As reported on a Form 4 filed on February 6, 2019, the reporting person owned 1,586,874 shares of common stock following the last transaction the reporting person made in NHLD common stock on February 4, 2019.
The reporting person controls 50% of the voting membership interests in Equitec Specialists, LLC.
The right and obligation to acquire these shares was assigned to Sphinx Trading, LP from NHC Holdings, LLC on February 11, 2019.
The reporting person is a member and the president of Oakmont Investments, LLC, the general partner of Sphinx Trading, LP.