Filing Details
- Accession Number:
- 0001567619-19-004515
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-14 17:31:16
- Reporting Period:
- 2019-02-13
- Accepted Time:
- 2019-02-14 17:31:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1561387 | Health Insurance Innovations Inc. | HIIQ | Insurance Agents, Brokers & Service (6411) | 461282634 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1678010 | Gavin Southwell | C/O Health Insurance Innovations, Inc. 15438 North Florida Ave., Suite 201 Tampa FL 33613 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2019-02-13 | 304 | $40.00 | 535,873 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Appreciation Rights | $6.10 | 2023-04-26 | 20,000 | 20,000 | Direct | |
| Class A Common Stock | Stock Appreciation Rights | $5.96 | 2023-09-06 | 33,333 | 33,333 | Direct | |
| Class A Common Stock | Stock Appreciation Rights | $10.30 | 2023-11-15 | 100,000 | 100,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-04-26 | 20,000 | 20,000 | Direct |
| 2023-09-06 | 33,333 | 33,333 | Direct |
| 2023-11-15 | 100,000 | 100,000 | Direct |
Footnotes
- Sales made pursuant to a 10b5-1 plan previously adopted by the Reporting Person.
- These stock-settled stock appreciation rights were granted under the Plan and vest 50% on the first anniversary of grant date and 50% on the second anniversary of grant date, subject to the terms of the Plan and an award agreement under the Plan.
- These stock-settled stock appreciation rights were granted under the Plan and vest 25% on the first anniversary of grant date, 25% on the second anniversary of grant date, and 50% on the third anniversary of grant date, subject to the terms of the Plan and an award agreement under the Plan.
- These stock-settled stock appreciation rights were granted under the Plan and vest 25% on each of the first four anniversaries of the date of grant, subject to the terms of the Plan and an award agreement under the Plan.
Billionaire Hedge Funds
