Filing Details

Accession Number:
0001567619-19-004512
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-14 17:29:49
Reporting Period:
2019-02-13
Accepted Time:
2019-02-14 17:29:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1561387 Health Insurance Innovations Inc. HIIQ Insurance Agents, Brokers & Service (6411) 461282634
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1569128 D Michael Hershberger C/o Health Insurance Innovations, Inc.
15438 North Florida Ave., Suite 201
Tampa FL 33613
Cfo, Secretary And Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2019-02-13 1,074 $40.00 39,179 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Appreciation Rights $10.45 2021-05-21 10,000 10,000 Direct
Common Stock Stock Appreciation Rights $4.95 2022-07-01 15,000 15,000 Direct
Common Stock Stock Appreciation Rights $4.99 2022-09-16 22,500 22,500 Direct
Common Stock Stock Appreciation Rights $5.20 2023-09-16 40,972 40,972 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-05-21 10,000 10,000 Direct
2022-07-01 15,000 15,000 Direct
2022-09-16 22,500 22,500 Direct
2023-09-16 40,972 40,972 Direct
Footnotes
  1. Sales made pursuant to a 10b5-1 plan previously adopted by the Reporting Person.
  2. These stock-settled stock appreciation rights were granted under the long Term Incentive Plan of Health Insurance Innovations, Inc. (the "Plan") and vest 20% on the first three anniversaries of grant date and 40% on the fourth anniversary, subject to the terms of the Plan and an award agreement under the Plan.
  3. These stock-settled stock appreciation rights were granted under the Plan and vest 25% on the first and second anniversaries of grant date and 50% on the third anniversary, subject to the terms of the Plan and an award agreement under the Plan.