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Filing Details

Accession Number:: 0001209191-19-010383
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2019-02-14 18:07:00
Reporting Period:: 2018-12-31

Accepted Time:: 2019-02-14 18:07:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1180262	Herbalife Nutrition Ltd.	HLF	Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1472187	Edi Hienrich	800 W. Olympic Blvd. Suite 406 Los Angeles CA 90015	Svp/Managing Director Emea	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-03-02	4,404	$30.44	2,780	No	4	M	Indirect	By wife
Common Stock	Disposition	2018-03-02	2,919	$94.72	2,780	No	4	F	Indirect	By wife
Common Stock	Disposition	2018-03-02	104	$91.77	2,780	No	4	S	Indirect	By wife
Common Stock	Disposition	2018-03-02	183	$93.00	2,780	No	4	S	Indirect	By wife
Common Stock	Disposition	2018-03-06	1,485	$95.57	2,780	No	4	S	Indirect	By wife
Common Stock	Acquisiton	2018-05-09	655	$62.51	2,780	No	4	M	Indirect	By wife
Common Stock	Disposition	2018-05-09	526	$111.17	2,780	No	4	F	Indirect	By wife
Common Stock	Disposition	2018-05-11	129	$111.46	2,780	No	4	S	Indirect	By wife

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	By wife
No	4	F	Indirect	By wife
No	4	S	Indirect	By wife
No	4	S	Indirect	By wife
No	4	S	Indirect	By wife
No	4	M	Indirect	By wife
No	4	F	Indirect	By wife
No	4	S	Indirect	By wife

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Rights	Disposition	2018-03-02	4,404	$0.00	4,404	$30.44
Common Stock	Stock Appreciation Rights	Disposition	2018-05-09	655	$0.00	655	$62.51

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2018-03-02	2025-03-02	No	4	M	Indirect
3,930		2026-05-09	No	4	M	Indirect

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's wife.
The Reporting Person's wife received 1,485 shares of common stock upon the net exercise of 4,404 stock appreciation rights ("SARS"). The Reporting Person's wife forfeited 1,416 shares of common stock underlying the SARS in payment of the exercise price and 1,503 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72. Since this transaction took place prior to the Issuer's 2-for-1 stock split on May 14, 2018, share numbers, market prices and exercise prices are provided without giving effect to the stock split.
Balance reflects the amount of securities beneficially owned indirectly as of December 31, 2018, after giving effect to the Issuer's 2-for-1 stock split on May 14, 2018.
Since this transaction took place prior to the Issuer's 2-for-1 stock split on May 14, 2018, share numbers and market price are provided without giving effect to the stock split.
The Reporting Person's wife received 129 shares of common stock upon the net exercise of 655 SARS. The Reporting Person's wife forfeited 369 shares of common stock underlying the SARS in payment of the exercise price and 157 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on May 9, 2018 of $111.17. Since this transaction took place prior to the Issuer's 2-for-1 stock split on May 14, 2018, share numbers, market prices and exercise prices are provided without giving effect to the stock split.
On May 9, 2016, the Reporting Person's wife was granted 3,275 SARS (prior to giving effect to the Issuer's 2-for-1 stock split on May 14, 2018). These SARS vested 20% each on May 9, 2017 and May 9, 2018, and the remaining 60% vests on May 9, 2019.
Reflects share numbers after giving effect to the Issuer's 2-for-1 stock split on May 14, 2018.