Filing Details

Accession Number:
0000007039-19-000004
Form Type:
5
Zero Holdings:
No
Publication Time:
2019-02-14 16:24:16
Reporting Period:
2018-12-31
Accepted Time:
2019-02-14 16:24:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
7039 Trecora Resources TREC Petroleum Refining (2911) 751256622
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1364279 Nicholas Carter 7760 Rosewood Drive
Lumberton TX 77657
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-09-12 10,000 $14.07 548,487 No 4 S Direct
Common Stock Disposition 2018-12-20 11,300 $0.00 538,590 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 5 G Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.01 to $14.40, inclusive. The reporting person undertakes to provide to Trecora Resources, any security holder of Trecora Resources, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 5.
  2. Note that the number of shares sold on 12/10/2018 by the reporting person and reported on the Form 4 filed on 12/12/2018 was inadvertently overstated by 1,403 shares. The total number of shares beneficially owned has been adjusted to reflect this overstatement.