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Filing Details

Accession Number:
0001209191-19-010021
Form Type:
5
Zero Holdings:
No
Publication Time:
2019-02-14 12:50:12
Reporting Period:
2018-12-31
Accepted Time:
2019-02-14 12:50:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1710583 Switch Inc. SWCH () 5
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1012741 M Peter Thomas 2300 West Sahara Avenue
Suite 530
Las Vegas NV 89102
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-09-11 10,000 $10.88 10,000 No 4 P Direct
Class A Common Stock Acquisiton 2018-09-17 2,000 $10.96 12,000 No 4 P Direct
Class A Common Stock Disposition 2018-09-19 2,000 $11.48 10,000 No 4 S Direct
Class A Common Stock Acquisiton 2018-09-20 2,000 $11.21 12,000 No 4 P Direct
Class A Common Stock Acquisiton 2018-09-21 2,000 $11.06 14,000 No 4 P Direct
Class A Common Stock Acquisiton 2018-09-24 2,000 $10.79 16,000 No 4 P Direct
Class A Common Stock Acquisiton 2018-10-02 2,000 $10.46 18,000 No 4 P Direct
Class A Common Stock Acquisiton 2018-10-04 2,000 $10.11 20,000 No 4 P Direct
Class A Common Stock Acquisiton 2018-10-09 2,000 $9.71 22,000 No 4 P Direct
Class A Common Stock Disposition 2018-11-05 2,000 $9.98 20,000 No 4 S Direct
Class A Common Stock Acquisiton 2018-11-08 2,000 $9.72 22,000 No 4 P Direct
Class A Common Stock Acquisiton 2018-11-09 2,000 $9.21 24,000 No 4 P Direct
Class A Common Stock Disposition 2018-11-12 2,000 $9.48 22,000 No 4 S Direct
Class A Common Stock Acquisiton 2018-11-13 2,000 $9.21 24,000 No 4 P Direct
Class A Common Stock Acquisiton 2018-11-14 4,000 $8.36 28,000 No 4 P Direct
Class A Common Stock Acquisiton 2018-11-14 2,500 $7.49 30,500 No 4 P Direct
Class A Common Stock Disposition 2018-11-15 4,000 $7.68 26,500 No 4 S Direct
Class A Common Stock Disposition 2018-11-16 2,000 $8.38 24,500 No 4 S Direct
Class A Common Stock Acquisiton 2018-11-20 4,000 $7.81 28,500 No 4 P Direct
Class A Common Stock Disposition 2018-11-23 2,000 $7.83 26,500 No 4 S Direct
Class A Common Stock Acquisiton 2018-11-28 2,000 $7.56 28,500 No 4 P Direct
Class A Common Stock Disposition 2018-11-28 2,000 $7.88 26,500 No 4 S Direct
Class A Common Stock Acquisiton 2018-11-30 2,000 $7.62 28,500 No 4 P Direct
Class A Common Stock Acquisiton 2018-12-04 2,000 $7.21 30,500 No 4 P Direct
Class A Common Stock Acquisiton 2018-12-14 2,000 $6.84 32,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 S Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 S Direct
No 4 P Direct
No 4 P Direct
No 4 S Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 S Direct
No 4 S Direct
No 4 P Direct
No 4 S Direct
No 4 P Direct
No 4 S Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 10,072,000 Direct
Class B Common Stock 3,779,888 Indirect BY LLC
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple trades at prices ranging from $10.82 to $10.96, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission (the " SEC") staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 5.
  2. The Reporting Person's sale of 20,000 shares of the Issuer's Class A common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the purchase of 20,000 shares of Class A common stock. Pursuant to a Short Swing Agreement dated January 25, 2019 between the Reporting Person and the Issuer, the Issuer has collected the full amount of profits subject to disgorgement in accordance with Section 16 rules.
  3. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple trades at prices ranging from $8.11 to $8.61, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 5.
  4. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple trades at prices ranging from $7.01 to $7.61, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 5.
  5. The price reported in Column 4 is a weighted average price. The shares were sold in two trades pricing at $7.48 and $7.88. The reporting person undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price as noted in footnote (4) to this Form 5.
  6. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple trades at prices ranging from $7.56 to $8.05, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (5) to this Form 5.
  7. Pursuant to the Amended and Restated Articles of Incorporation of the Issuer, the shares of Class B common stock: (i) confer only voting rights (one vote per share) and do not confer any incidents of economic ownership to the holders thereof; and (ii) are forfeited and cancelled, on a one-for-one basis, without consideration, upon the redemption of Common Units for shares of Class A common stock, or cash, at the Issuer's election.
  8. Held by Thomas & Mack Co., Limited Liability Company, of which Mr. Thomas is a managing member and has sole voting and dispositive control of the shares. Mr. Thomas disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest.