Filing Details

Accession Number:
0000899243-19-003517
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-13 19:30:04
Reporting Period:
2019-02-11
Accepted Time:
2019-02-13 19:30:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1740332 Resideo Technologies Inc. REZI Wholesale-Hardware (5072) 825318796
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1754267 B Robert Aarnes 1985 Douglas Drive North
Golden Valley MN 55422
President, Adi No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-02-12 20 $24.88 278 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2019-02-11 68,829 $0.00 68,829 $24.39
Common Stock Restricted Stock Units Acquisiton 2019-02-11 19,133 $0.00 19,133 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
68,829 2026-02-10 No 4 A Direct
19,133 No 4 A Direct
Footnotes
  1. The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.
  2. The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.087 to $24.088, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Grant of non-qualified stock options under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment.
  4. Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 11, 2020, February 11, 2021 and February 11, 2022 subject to continued employment.