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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2019-02-13 17:23:18
Reporting Period:
Accepted Time:
2019-02-13 17:23:18
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1288469 Maxlinear Inc MXL () 4
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1232833 E Thomas Pardun C/o Maxlinear, Inc.
5966 La Place Court, Suite 100
Carlsbad CA 92008
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-02-12 16,575 $4.26 82,827 No 4 M Direct
Common Stock Disposition 2019-02-12 16,575 $22.15 66,252 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2019-02-12 16,575 $0.00 16,575 $4.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-07-27 No 4 M Direct
  1. Represents the weighted average share price of an aggregate total of 16,575 shares sold in the price range of $22.05 to $22.25 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. 34,575 options were originally granted on July 28, 2009. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2004 Stock Plan) through each applicable vesting date, twenty five percent (25%) of the shares subject to the option vested and became exercisable on July 28, 2010, and 2.08% of the shares vested and became exercisable at the end of each monthly period thereafter.