Filing Details

Accession Number:
0001179110-19-001832
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-13 16:43:00
Reporting Period:
2019-02-11
Accepted Time:
2019-02-13 16:43:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1235010 Momenta Pharmaceuticals Inc MNTA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1229450 A Craig Wheeler C/O Momenta Pharmaceuticals, Inc.
301 Binney Street
Cambridge MA 02142
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-02-12 1,773 $12.84 181,800 No 4 S Direct
Common Stock Acquisiton 2019-02-12 24,687 $0.00 206,487 No 4 M Direct
Common Stock Disposition 2019-02-13 11,110 $12.93 195,377 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2019-02-11 491,000 $0.00 491,000 $12.76
Common Stock Restricted Stock Units Disposition 2019-02-12 24,687 $0.00 24,687 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
491,000 2029-02-11 No 4 A Direct
74,063 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 304,402 Indirect Craig Wheeler Revocable Trust
Common Stock 36,725 Indirect Craig A Wheeler 2016 Annuity Trust
Common Stock 60,000 Indirect Craig A Wheeler 2018 Annuity Trust
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person June 13, 2016.
  2. This transaction was executed in multiple trades at prices ranging from $12.75 to $12.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. Shares received pursuant to settlement of Restricted Stock Units that were granted on February 12, 2018.
  4. Restricted Stock Units convert into common stock on a one-for-one basis.
  5. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person November 16, 2018.
  6. This transaction was executed in multiple trades at prices ranging from $12.66 to $13.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  7. Represents options granted by the issuer pursuant to the issuer's 2013 Incentive Award Plan, as amended and restated.
  8. The stock option will vest and become exercisable with respect to 122,750 shares on the first anniversary of the grant date, and the remainder will vest in equal quarterly installments over the subsequent three years. All vesting is subject to Craig Wheeler's continued service to the Company through the applicable vesting date.
  9. Subject to the officer's continued employment with the company, the restricted stock units will vest with respect to 25% of the shares on the first anniversary of the grant date, and the remainder will vest in equal quarterly installments over the subsequent three years.