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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2019-02-13 16:31:09
Reporting Period:
Accepted Time:
2019-02-13 16:31:09
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1064728 Peabody Energy Corp BTU Bituminous Coal & Lignite Surface Mining (1221) 134004153
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1647437 B Amy Schwetz C/o Peabody Energy Corporation
701 Market Street
St. Louis MO 63101
Evp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-02-12 728 $29.73 233,181 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
  1. The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2018 to pay a portion of the estimated tax obligations resulting from the vesting of 4,570 restricted stock units on February 9, 2019.
  2. The price reported is a weighted average price for the shares sold on February 12, 2019. These shares were sold in multiple transactions at prices ranging from $29.66 to $29.77, inclusive. The reporting person undertakes to provide Peabody Energy Corporation, any security holder of Peabody Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.