Filing Details

Accession Number:
0001213900-19-002346
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-13 16:05:01
Reporting Period:
2019-02-11
Accepted Time:
2019-02-13 16:05:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1425287 Workhorse Group Inc. WKHS Motor Vehicles & Passenger Car Bodies (3711) 261394771
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1655373 B. Gerald Budde C/O Workhorse Group Inc.,
100 Commerce Drive
Loveland OH 45140
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share Acquisiton 2019-02-11 26,310 $0.95 119,692 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $0.001 Stock Options $7.01 2015-12-17 2020-12-17 50,000 50,000 Direct
Common Stock, Par Value $0.001 Stock Options $7.21 2016-08-16 2021-08-16 10,000 10,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-12-17 50,000 50,000 Direct
2021-08-16 10,000 10,000 Direct
Footnotes
  1. Securities held by the Gerald B. Budde Living Trust dated September 8, 2004. Gerald Budde is the trustee of such trust.
  2. 10,000 of the options vested on December 17, 2015 and 4,000 shall vest every six (6) months thereafter on June 30 and December 31.
  3. 2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter.