Filing Details

Accession Number:
0001209191-19-009283
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2019-02-12 16:11:37
Reporting Period:
2018-06-01
Accepted Time:
2019-02-12 16:11:37
Original Submission Date:
2018-06-01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1113232 Axcelis Technologies Inc ACLS Special Industry Machinery, Nec (3559) 341818596
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1420601 A. Douglas Lawson C/O Axcelis Technologies, Inc.
108 Cherry Hill Drive
Beverly MA 01915
Evp, Corporate Mktg & Strategy No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-06-01 3,000 $21.72 46,450 No 4 S Direct
Common Stock Disposition 2018-06-01 1,554 $21.71 44,896 No 4 S Direct
Common Stock Acquisiton 2018-06-01 1,953 $12.04 46,849 No 4 M Direct
Common Stock Disposition 2018-06-01 1,953 $21.74 44,896 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock option (right to buy) Disposition 2018-06-01 1,953 $0.00 1,953 $12.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,766 2018-04-15 2022-07-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,125 Indirect Held by spouse
Footnotes
  1. Of the shares held as of June 1, 2018, 31,286 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
  2. The original Form 4, filed on June 1, 2018, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported a sale that occurred on June 1, 2018 as a total of 1,154 shares sold when in fact 1,554 shares of the Issuer's common stock were sold. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects a reduction of 400 shares.
  3. These options will vest as to 20% of the unvested shares each of October 15,2018, January 15,2019, April 15,2019 and July 15,2019 if the executive remains in the service of the Company on such vesting date.