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Home > Insider Trading > Filing (0001406666-19-000010)

Filing Details

Accession Number:
0001406666-19-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-11 16:17:57
Reporting Period:
2018-05-14
Accepted Time:
2019-02-11 16:17:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1406666 Calix Inc (CALX) () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1226868 Cory Sindelar C/O Calix, Inc.
2777 Orchard Parkway
San Jose CA 95134		 Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-14 2,000 $5.19 44,000 No 4 A Direct
Common Stock Acquisiton 2019-02-08 10,000 $7.53 54,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
Footnotes
  1. The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of November 15, 2017 through May 14, 2018. This transaction is also exempt under Rule 16b-3(c).
  2. In accordance with the ESPP, these shares were purchased at 85% of the closing price of the issuer's common stock on November 15, 2017, the first trading day of the purchase period.
  3. Shares purchased between $7.50 and $7.55 per share at a weighted average price of $7.525. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.