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Home > Insider Trading > Filing (0001041339-19-000003)

Filing Details

Accession Number:: 0001041339-19-000003
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-02-11 11:51:37
Reporting Period:: 2019-02-08

Accepted Time:: 2019-02-11 11:51:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
791963	Oppenheimer Holdings Inc	OPY	Security Brokers, Dealers & Flotation Companies (6211)	980080034

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1041339	G Albert Lowenthal	188 Mamaroneck Rd Scarsdale NY 10583	Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class B Voting Common Stock	Acquisiton	2019-02-08	1,007	$26.33	97,128	No	4	P	Indirect	Phase II Financial Inc.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Phase II Financial Inc.

Footnotes

Phase II Financial Inc. is a Delaware corporation controlled by Mr. Lowenthal who is its president.